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Course: Securities and Futures Markets: Part 2 - Fundamentals of Insider Dealing in Hong Kong
Code: LP03_C02
Duration: 1 hour
CPD Credit: 1 CPD Point
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This course is the 2nd part of a series on Securities and Futures Markets. It particularly talks about the Fundamentals of Insider Dealing in Hong Kong, which consists of two lessons.
In the first Lesson, Definition of Insider Dealing, you will learn:
In the second Lesson, Specific Principles in Insider Dealing, you will learn:
The defences and exceptions to insider dealing, or when an individual who is presumed to be an insider dealer may not be held liable
The sanctions for insider dealers, or the prohibition and penalties that will be prescribed by the Market Misconduct Tribunal once insider dealing is established, and
The wider regulatory framework, or the requirements that exist for the protection of investors and minority shareholders in Hong Kong
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Gordon Oldham
Gordon Oldham, a Solicitor, is currently a Senior Partner at Oldham, Li & Nie International Law Firm. Mr. Oldham has 25 years’ background in corporate and commercial matters. He also has extensive experience in commercial litigation.
Oldham, Li & Nie
Oldham, Li & Nie International Law Firm can be contacted via telephone number 2868 0696, or at Suite 503, St. George’s Building, 2 Ice House Street, Central Hong Kong.
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